PLUG POWER INC — Director's Dealing 2020

Jul 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-07-09

Reporting Person: Shrestha Sanjay K (Chief Strategy Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-09	Common Stock	M	30000	$2.31	Acquired	64825	Direct
2020-07-09	Common Stock	S	64825	$8.8237	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-09	Stock Option (Right to Buy)	$2.31	M	30000	Disposed	2029-05-09	Common Stock (30000)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 9, 2020.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $9.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: 50,000 options vested on May 9, 2020, 50,000 options vest on May 9, 2021 and 50,000 options vest on May 9, 2022.