PLUG POWER INC — Director's Dealing 2020

Jul 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-07-13

Reporting Person: MCNAMEE GEORGE C (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-13	Plug Power Common Stock	M	1500	$5.10	Acquired	889719	Direct
2020-07-13	Plug Power Common Stock	S	1400	$8.7944	Disposed	888319	Direct
2020-07-13	Plug Power Common Stock	S	100	$9.47	Disposed	888219	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-13	Stock Option (Right to Buy)	$5.10	M	1500	Disposed	2021-05-12	Common Stock (1500)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $9.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: This option was previously reported as covering 15,000 shares at an exercise price of $0.51 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011.

F4: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.