PLUG POWER INC — Director's Dealing 2020

Sep 22, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-09-21

Reporting Person: Schmid Keith (COO & Sr. VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-21	Common Stock	M	200000	$5.39	Acquired	356220	Direct
2020-09-21	Common Stock	S	200000	$13	Disposed	156220	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-21	Stock Option (right to buy)	$5.39	M	200000	Disposed	2024-07-24	Common Stock (200000)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020.

F2: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.