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PLUG POWER INC — Director's Dealing 2020
Sep 30, 2020
31473_dirs_2020-09-30_4c887ba6-3336-41d4-bf3f-d331050471c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-09-28
Reporting Person: Conway Gerard L JR (Gen Counsel, Corp Sec, Sr VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-28 | Common Stock | A | 175000 | — | Acquired | 185519 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-28 | Stock Option (Right to Buy) | $13.20 | A | 87500 | Acquired | 2030-09-28 | Common Stock (87500) | Direct |
| 2020-09-28 | Stock Option (Right to Buy) | $15.51 | A | 87500 | Acquired | 2030-09-28 | Common Stock (87500) | Direct |
Footnotes
F1: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date.
F2: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.
F3: On September 28, 2020, the Reporting Person was granted 87,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date.
F4: On September 28, 2020, the Reporting Person was granted 87,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date.