PLUG POWER INC — Director's Dealing 2020

Sep 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-09-28

Reporting Person: Hull Martin Daniel (Corporate Controller and CAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-28	Common Stock	A	35000	—	Acquired	60231	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-28	Stock Option (Right to Buy)	$13.20	A	35000	Acquired	2030-09-28	Common Stock (35000)	Direct

Footnotes

F1: Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date.

F2: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F3: On September 28, 2020, the Reporting Person was granted 35,000 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date.