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PLUG POWER INC Director's Dealing 2020

Oct 5, 2020

31473_dirs_2020-10-05_ea7b8261-320f-49bf-9686-9b65cdfb7061.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-10-01

Reporting Person: Roth Johannes Minho (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-01 Common Stock A 652 $0.00 Acquired 227112 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 55638 Indirect

Footnotes

F1: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

F2: The shares are held by FiveT Capital Holding. Mr. Roth disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of any of such shares.