PLUG POWER INC — Director's Dealing 2020

Oct 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-10-05

Reporting Person: Schmid Keith (COO & Sr. VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-05	Common Stock	M	83333	$2.43	Acquired	439553	Direct
2020-10-05	Common Stock	S	83333	$15	Disposed	356220	Direct
2020-10-06	Common Stock	M	83334	$2.43	Acquired	439554	Direct
2020-10-06	Common Stock	S	83334	$16.04	Disposed	356220	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-05	Stock Option (right to buy)	$2.43	M	83333	Disposed	2025-07-23	Common Stock (83333)	Direct
2020-10-06	Stock Option (right to buy)	$2.43	M	83334	Disposed	2025-07-23	Common Stock (83334)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective August 19, 2020.

F2: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.