PLUG POWER INC — Director's Dealing 2020

Oct 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2020-10-08

Reporting Person: MCNAMEE GEORGE C (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-08	Common Stock	M	15000	$1.22	Acquired	904058	Direct
2020-10-08	Common Stock	M	15000	$0.38	Acquired	919058	Direct
2020-10-08	Common Stock	M	15000	$5.63	Acquired	934058	Direct
2020-10-08	Common Stock	S	45000	$19.00	Disposed	889058	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-08	Stock Option (Right to Buy)	$1.22	M	15000	Disposed	2022-05-16	Common Stock (15000)	Direct
2020-10-08	Stock Option (Right to Buy)	$0.38	M	15000	Disposed	2023-06-28	Common Stock (15000)	Direct
2020-10-08	Stock Option (Right to Buy)	$5.63	M	15000	Disposed	2024-07-23	Common Stock (15000)	Direct

Footnotes

F1: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.

F2: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.