PLUG POWER INC — Director's Dealing 2019

Aug 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2019-08-19

Reporting Person: Marsh Andrew (Director, President and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-19	Stock Option (right to buy)	$2.23	A	325000	Acquired	2029-08-19	Common Stock (325000)	Direct
2019-08-19	Stock Option (right to buy)	$2.62	A	325000	Acquired	2029-08-19	Common Stock (325000)	Direct
2019-08-19	Restricted Stock Unit	$	A	650000	Acquired		Common Stock (650000)	Direct

Footnotes

F1: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2: 108,333 options vest on August 19, 2020, 108,333 options vest on August 19, 2021 and 108,334 options vest on August 19, 2022.

F3: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F4: 216,666 restricted stock units vest on August 19, 2020, 216,667 restricted stock units vest on August 19, 2021 and 216,667 restricted stock units vest on August 19, 2022