PLUG POWER INC — Director's Dealing 2019

Aug 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2019-08-19

Reporting Person: MIDDLETON PAUL B (CFO and Senior VP)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-19	Stock Option (right to buy)	$2.23	A	125000	Acquired	2029-08-19	Common Stock (125000)	Direct
2019-08-19	Stock Option (right to buy)	$2.62	A	125000	Acquired	2029-08-19	Common Stock (125000)	Direct
2019-08-19	Restricted Stock Unit	$	A	250000	Acquired		Common Stock (250000)	Direct

Footnotes

F1: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2: 41,666 options vest on August 19, 2020, 41,667 options vest on August 19, 2021 and 41,667 options vest on August 19, 2022.

F3: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F4: 83,333 restricted stock units vest on August 19, 2020, 83,333 restricted stock units vest on August 19, 2021 and 83,334 restricted stock units vest on August 19, 2022