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PLUG POWER INC — Director's Dealing 2018
Aug 31, 2018
31473_dirs_2018-08-30_2bd79363-2903-4dde-a9da-8583a3db4261.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2018-08-28
Reporting Person: Hull Martin Daniel (Corporate Controller and CAO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-28 | Stock Option (right to buy) | $1.96 | A | 40000 | Acquired | 2028-08-28 | Common Stock (40000) | Direct |
| 2018-08-28 | Restricted Stock Unit | $ | A | 40000 | Acquired | Common Stock (40000) | Direct |
Footnotes
F1: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.
F2: 13,333 options vest on August 28, 2019, 13,333 options vest on August 28, 2020 and 13,334 options vest on August 28, 2021.
F3: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
F4: 13,333 restricted stock units vest on August 28, 2019, 13,333 restricted stock units vest on August 28, 2020 and 13,334 restricted stock units vest on August 28, 2021.
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