AI assistant
PLUG POWER INC — Director's Dealing 2018
Oct 18, 2018
31473_dirs_2018-10-17_01bbe015-bcef-4ada-8fd5-a1af7852369d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2018-10-15
Reporting Person: Conway Gerard L JR (GC, Corp Secretary & Senior VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-15 | Plug Power Common Stock | M | 100000 | $0.37 | Acquired | 110519 | Direct |
| 2018-10-15 | Plug Power Common Stock | S | 100000 | $1.8585 | Disposed | 10519 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-15 | Stock Option (right to buy) | $0.37 | M | 100000 | Disposed | 2023-07-24 | Common Stock (100000) | Direct |
Footnotes
F1: Shares sold pursuant to a pre-established 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $1.8100 to $1.8850. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: 200,000 options were granted on July 24, 2013 and vested as follows: 66,667 options vested on July 24, 2014, 66,667 options vested on July 24, 2015 and 66,666 options vested on July 24, 2016.