PLUG POWER INC — Director's Dealing 2017

Jan 30, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2017-01-26

Reporting Person: Air Liquide Investissements d'Avenir et de Demonstration (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-26	Series C Redeemable Convertible Preferred Stock	$	S	1750	Disposed		Common Stock, par value $0.01 per share (1858257)	Direct
2017-01-26	Series C Redeemable Convertible Preferred Stock	$	S	870	Disposed		Common Stock, par value $0.01 per share (923819)	Direct

Footnotes

F1: This Form 4 reports the sale to two buyers of a total of 2,620 shares of Series C Redeemable Convertible Preferred Stock originally acquired on May 16, 2013. At the current conversion rate of 0.2343 per share, each share of Series C Redeemable Convertible Preferred Stock is convertible into 1,061.86086214255 shares of Common Stock.

F2: The Series C Redeemable Convertible Preferred Stock does not have an expiration date.