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PLUG POWER INC Director's Dealing 2017

Jul 1, 2017

31473_dirs_2017-06-30_868e4ce1-7c95-4e28-bf43-b6f5415cde07.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2017-06-28

Reporting Person: GRAVES GREGORY B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-28 Plug Power Common Stock A 29343 $2.13 Acquired 29343 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-28 Common Stock Options $2.13 A 29343 Acquired 2027-06-28 Common Stock (29343) Direct

Footnotes

F1: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

F2: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3: This option shall become fully vested on June 28, 2018.