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PLUG POWER INC — Director's Dealing 2017
Jul 1, 2017
31473_dirs_2017-06-30_2a3c6f48-2063-4b4c-a777-0e217d568331.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2017-06-28
Reporting Person: Roth Johannes Minho (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-28 | Plug Power Common Stock | A | 29343 | $2.13 | Acquired | 105664 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-28 | Common Stock Options | $2.13 | A | 29343 | Acquired | 2027-06-28 | Common Stock (29343) | Direct |
Footnotes
F1: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.
F2: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.\
F3: This option shall become fully vested on June 28, 2018.
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