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PLUG POWER INC Director's Dealing 2017

Sep 6, 2017

31473_dirs_2017-09-05_4248be55-ef50-4a58-9fff-9bcc7e45aa97.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2017-08-31

Reporting Person: Marsh Andrew (Director, President & CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-31 Stock Option (right to buy) $2.14 A 1400000 Acquired 2027-08-31 Common Stock (1400000) Direct

Footnotes

F1: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2: 466,666 options vest on August 31, 2018, 466,667 options vest on August 31, 2019 and 466,667 options vest on August 31, 2020.