PLUG POWER INC — Director's Dealing 2016

Feb 16, 2016

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2015-12-31

Reporting Person: Roth Johannes Minho (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-04-02	Common Stock	A	2728	$2.52	Acquired	41243	Direct
2015-07-17	Common Stock	A	2926	$2.35	Acquired	41243	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-05-21	Option to purchase Plug Power Common Stock	$2.62	A	30000	Acquired	2025-05-21	Plug Power Common Stock (30000)	Direct

Footnotes

F1: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

F2: Award pursuant to Plug Power's 2011 Non-Employee Director Compensation Plan.

F3: Consists of an option to acquire common stock granted on May 21, 2015 with respect to which 30,000 shares will become exercisable one year from the grant date provided the non-employee director has remained a director of the Company during that one year period.