PLUG POWER INC — Director's Dealing 2016

Feb 16, 2016

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2014-12-31

Reporting Person: Conway Gerard L JR (General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-07-23	Common Stock	M	11111	—	Acquired	0	Direct
2014-07-23	Common Stock	F	4037	$5.63	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-07-23	Restricted Stock Units	$	M	11111	Disposed		Common Stock (11111)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan.

F3: The restricted stock units vest as follows: 11,111 shares vest on July 23, 2014; 11,112 shares vest on July 23, 2015; 11,111 shares lapse on July 23, 2016.