PLUG POWER INC — Director's Dealing 2016

Feb 16, 2016

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2015-12-31

Reporting Person: Pontone Xavier (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-04-02	Common Stock	A	1984	$2.52	Acquired	12939	Direct
2015-07-17	Common Stock	A	2128	$2.35	Acquired	12939	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-05-21	Option to Purchase Common Stock	$2.62	A	30000	Acquired	2025-05-21	Common Stock (30000)	Direct

Footnotes

F1: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

F2: Award pursuant to Plug Power's 2011 Non-Employee Director Compensation Plan.