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PLUG POWER INC — Director's Dealing 2015
Feb 13, 2015
31473_dirs_2015-02-13_b6fee394-2e86-4228-aea1-89fce5a264e9.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2014-12-31
Reporting Person: Kenausis Gregory (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-01 | Plug Power Common Stock | A | 1559 | $4.41 | Acquired | 4914 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-23 | Option to purchase Plug Power Common Stock | $5.63 | A | 10000 | Acquired | 2024-07-23 | Plug Power Common Stock (10000) | Direct |
Footnotes
F1: Quarterly stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Director Compensation Plan.
F2: Award Pursuant to Plug Power's 2011 Non-Employee Director Compensation Plan.
F3: Consists of an option to acquire common stock granted on July 23, 2014 with respect to which 10,000 shares will become exercisable one year from the grant date provided the non-employee director has remained a director of the Company during that one year period.
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