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PLUG POWER INC Director's Dealing 2015

Feb 13, 2015

31473_dirs_2015-02-13_efd15d24-6b0f-4b99-b1f7-4253c04a1233.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2014-12-31

Reporting Person: Marsh Andrew (Director, President and CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-16 Warrant Conversion $0.93 C 48387 Acquired 2016-05-31 Plug Power Common Stock (48387) Direct

Footnotes

F1: This Warrant previously was reported as relating to 15,000 shares with an exercise price of $3.00 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to relate to 48,387 shares and an exercise price of $0.93 per share.

F2: Warrant became exercisable upon issuance.