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PLUG POWER INC — Director's Dealing 2015
Aug 27, 2015
31473_dirs_2015-08-27_c6d2f410-29bf-4d7b-a00c-af658eb8c22b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2015-08-27
Reporting Person: Marsh Andrew (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-27 | Common Stock | X | 26882 | $0.93 | Acquired | 270435 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-27 | Warrant (right to buy) | $0.93 | X | 26882 | Disposed | 2016-05-31 | Common Stock (26882) | Direct |
Footnotes
F1: This Warrant previously reported as relating to 15,000 shares with an exercise price of $3.00 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to related to 48,387 shares and an exercise price of $0.93 per share. This Warrant has been exercised in exchange for a cash payment by the reporting owner.
F2: Warrant became exerciseable upon issuance.
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