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PLUG POWER INC Director's Dealing 2015

Aug 27, 2015

31473_dirs_2015-08-27_c6d2f410-29bf-4d7b-a00c-af658eb8c22b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2015-08-27

Reporting Person: Marsh Andrew (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-27 Common Stock X 26882 $0.93 Acquired 270435 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-08-27 Warrant (right to buy) $0.93 X 26882 Disposed 2016-05-31 Common Stock (26882) Direct

Footnotes

F1: This Warrant previously reported as relating to 15,000 shares with an exercise price of $3.00 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to related to 48,387 shares and an exercise price of $0.93 per share. This Warrant has been exercised in exchange for a cash payment by the reporting owner.

F2: Warrant became exerciseable upon issuance.