PLUG POWER INC — Director's Dealing 2014

Dec 5, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2014-12-01

Reporting Person: MIDDLETON PAUL B (SVP, Chief Financial Officer)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$3.54	2024-12-01	Common Stock (250000)		Direct
Restricted Stock Units	$	2024-12-01	Common Stock (40000)		Direct

Footnotes

F1: The stock options vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested options will vest effective upon the consummation of a change in control.

F2: The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested restricted stock units will vest effective upon the consummation of a change in control.

F3: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.