PLUG POWER INC — Director's Dealing 2014

Dec 5, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2014-12-01

Reporting Person: MIDDLETON PAUL B (SVP, Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-12-01	Stock Option	$3.54	A	250000	Acquired	2024-12-01	Common Stock (250000)	Direct
2014-12-01	Restricted Stock Unit	$	A	40000	Acquired	2024-12-01	Common Stock (40000)	Direct

Footnotes

F1: The stock options vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested options will vest effective upon the consummation of a change in control.

F2: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F3: The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested restricted stock units will vest effective upon the consummation of a change in control.