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PLUG POWER INC Director's Dealing 2013

Nov 12, 2013

31473_dirs_2013-11-12_d4d9afaa-5e3d-4665-9fa5-829ca4413cf1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2013-10-23

Reporting Person: Air Liquide Investissements d'Avenir et de Demonstration (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-23 Option to Purchase Common Stock $0.57 A 65000 Acquired 2023-10-23 Common Stock (65000) Indirect

Footnotes

F1: Awarded and held directly by Mr. Xavier Pontone pursuant to Plug Power Inc.'s 2002 Non-Employee Director Compensation Plan. Xavier Pontone serves on the board of directors of Plug Power Inc. as the representative of Air Liquide Investissements d'Avenir et de Demonstration, and Air Liquide Investissements d'Avenir et de Demonstration may be deemed to be the beneficial owner of such award.