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PLUG POWER INC — Director's Dealing 2013
Nov 12, 2013
31473_dirs_2013-11-12_d4d9afaa-5e3d-4665-9fa5-829ca4413cf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2013-10-23
Reporting Person: Air Liquide Investissements d'Avenir et de Demonstration (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-23 | Option to Purchase Common Stock | $0.57 | A | 65000 | Acquired | 2023-10-23 | Common Stock (65000) | Indirect |
Footnotes
F1: Awarded and held directly by Mr. Xavier Pontone pursuant to Plug Power Inc.'s 2002 Non-Employee Director Compensation Plan. Xavier Pontone serves on the board of directors of Plug Power Inc. as the representative of Air Liquide Investissements d'Avenir et de Demonstration, and Air Liquide Investissements d'Avenir et de Demonstration may be deemed to be the beneficial owner of such award.
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