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PLUG POWER INC — Director's Dealing 2013
Jul 5, 2013
31473_dirs_2013-07-05_eb042a93-fab4-44e2-9d4d-a793a5bcad9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2013-06-28
Reporting Person: WILLIS GARY K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-02 | Plug Power Common Stock | A | 48611 | $.36 | Acquired | 170595 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-28 | Option to pruchase Plug Power Common Stock | $.38 | A | 12000 | Acquired | 2013-06-28 | Plug Power Common Stock (12000) | Direct |
Footnotes
F1: Quarterly stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Director Compensation Plan.
F2: Award Pursuant to Plug Power's 2011 Non-Employee Director
Compensation Plan.
F3: Consists of an option to acquire common stock granted on June 28,
2013 with respect to which 12,000 shares will become exercisable one year from the grant date provided the non-employee director has remained a director of the Company during that one year period.
F4: This total also accounts for 125 options that expired on October 16, 2012, 1,500 options that expired on March 25, 21013, and 1,000 options that expired on May 22, 2013.