PLUG POWER INC — Director's Dealing 2013

Nov 12, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2013-10-23

Reporting Person: Air Liquide Investissements d'Avenir et de Demonstration (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	39324	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series C Redeemable Convertible Preferred Stock	$		Common Stock (10431)		Direct

Footnotes

F1: Convertible at the option of Air Liquide Investissements d'Avenir et de Demonstration's into shares of Common Stock at the conversion price on the earlier of (1) on or after May 8, 2014 or (2) any liquidation, dissolution or winding up of the Company, any sale, consolidation or merger of the Company resulting in a change of control, or any sale or other transfer of all or substantially all of the assets of the Company. There is no expiration date for conversion.

F2: The conversion price is equal to $0.248794 per share and is subject to certain adjustments.