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PLUG POWER INC — Director's Dealing 2013
Jul 30, 2013
31473_dirs_2013-07-30_f1533315-4f3b-4e4a-8c36-6c70b2338370.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2013-07-29
Reporting Person: Conway Gerard L JR (General Counsel)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-24 | Common Stock | $.37 | A | 200000 | Acquired | 2023-07-24 | Common Stock (200000) | Direct |
| 2013-07-24 | Restricted Stock Units | $ | A | 33334 | Acquired | 2023-07-24 | Common Stock (50000) | Direct |
Footnotes
F1: Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan
F2: The stock options vest as follows: 66,667 shares become exercisable on July 24, 2014; 66,667 shares become exercisable on July 24, 2015; 66,666 shares become exercisable on July 24, 2016
F3: Each restricted stock unit represents the contingent right to receive 1.5 shares of common stock upon vesting of the restricted stock unit
F4: Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan
F5: The restricted stock units vest as follows: 11,112 shares vest on July 24, 2014; 11,111 shares vest on July 24, 2015; 11,111 shares lapse on July 24, 2016