PLUG POWER INC — Director's Dealing 2013

Nov 5, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2013-04-16

Reporting Person: Roth Johannes Minho (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-07-01	Plug Power Common Stock	A	11600	$.36	Acquired	11600	Direct
2013-10-01	Plug Power Common Stock	A	9683	$.71	Acquired	21283	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-04-16	Option to Purchase Common Stock	$.18	A	65000	Acquired	2023-04-16	Common Stock (65000)	Direct

Footnotes

F1: Quarterly stock compensation awarded pursuant to directors pursuant to Plug Power Inc.'s 2011 Non-Employee Director Compensation Plan

F2: Awarded pursuant to Plug Power Inc.'s 2011 Non-Employee Director Compensation Plan

F3: See Exhibit 24: Limited Power Of Attorney