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PLUG POWER INC Director's Dealing 2013

Nov 5, 2013

31473_dirs_2013-11-05_061c31d3-2fcc-4924-99e1-2c5577a35fa5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2013-10-23

Reporting Person: Schmid Keith (Chief Operating Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-23 Option to Purchase Common Stock $.57 A 400000 Acquired 2023-10-23 Common Stock (400000) Direct

Footnotes

F1: 133,334 options vest on October 23, 2014, 133,333 options vest on October 23, 2015 and 133,333 options vest on October 23, 2016.

F2: See Exhibit 24: Limited Power Of Attorney