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PLUG POWER INC — Director's Dealing 2012
Oct 1, 2012
31473_dirs_2012-10-01_3e4ae51d-855e-497f-a181-5a340fa27965.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLUG POWER INC (PLUG)
CIK: 0001093691
Period of Report: 2012-09-28
Reporting Person: OJSC Third Generation Co of the Wholesale Electricity Market (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-28 | Common Stock, par value $0.01 | S | 4462693 | $3576846.22 | Disposed | 0 | Direct |
Footnotes
F1: On September 21, 2012, the Reporting Person and INTER RAO Capital executed a Share Purchase Agreement for the sale of 4,462,693 shares of Common Stock of the Issuer. On September 28, 2012, the Reporting Person and INTER RAO Capital completed the sale of the Common Stock to INTER RAO Capital pursuant to the Share Purchase Agreement. On October 1, 2012, the Reporting Person will be reorganized by way of accession to JSC "INTER RAO UES," an affiliate of the Reporting Person. Pursuant to the laws of the Russian Federation, as a result of this accession transaction, INTER RAO UES will become the legal successor of the Reporting Person.