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PLEXUS CORP — Director's Dealing 2017
Nov 1, 2017
31191_dirs_2017-11-01_7c055f8d-a55c-4944-979f-054498d4efdf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLEXUS CORP (PLXS)
CIK: 0000785786
Period of Report: 2017-10-30
Reporting Person: FOATE DEAN A (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-30 | Common Stock, $.01 par value | M | 16000 | $36.955 | Acquired | 303920 | Direct |
| 2017-10-30 | Common Stock, $.01 par value | M | 17750 | $36.79 | Acquired | 321670 | Direct |
| 2017-10-30 | Common Stock, $.01 par value | S | 33750 | $61.2152 | Disposed | 287920 | Direct |
| 2017-10-31 | Common Stock, $.01 par value | M | 2000 | $38.24 | Acquired | 289920 | Direct |
| 2017-10-31 | Common Stock, $.01 par value | M | 4500 | $36.955 | Acquired | 294420 | Direct |
| 2017-10-31 | Common Stock, $.01 par value | M | 5001 | $36.79 | Acquired | 299421 | Direct |
| 2017-10-31 | Common Stock, $.01 par value | M | 1002 | $34.22 | Acquired | 300423 | Direct |
| 2017-10-31 | Common Stock, $.01 par value | S | 12503 | $61.5031 | Disposed | 287920 | Direct |
| 2017-11-01 | Common Stock, $.01 par value | M | 999 | $36.79 | Acquired | 288919 | Direct |
| 2017-11-01 | Common Stock, $.01 par value | M | 1398 | $34.22 | Acquired | 290317 | Direct |
| 2017-11-01 | Common Stock, $.01 par value | S | 2397 | $61.6933 | Disposed | 287920 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-30 | Options to Buy | $36.955 | M | 16000 | Disposed | 2021-04-25 | Common Stock (16000) | Direct |
| 2017-10-30 | Options to Buy | $36.79 | M | 17750 | Disposed | 2022-01-23 | Common Stock (17750) | Direct |
| 2017-10-31 | Options to Buy | $38.24 | M | 2000 | Disposed | 2020-04-23 | Common Stock (2000) | Direct |
| 2017-10-31 | Options to Buy | $36.955 | M | 4500 | Disposed | 2021-04-25 | Common Stock (4500) | Direct |
| 2017-10-31 | Options to Buy | $36.79 | M | 5001 | Disposed | 2022-01-23 | Common Stock (5001) | Direct |
| 2017-10-31 | Options to Buy | $34.22 | M | 1002 | Disposed | 2026-01-25 | Common Stock (1002) | Direct |
| 2017-11-01 | Options to Buy | $36.79 | M | 999 | Disposed | 2022-01-23 | Common Stock (999) | Direct |
| 2017-11-01 | Options to Buy | $34.22 | M | 1398 | Disposed | 2026-01-25 | Common Stock (1398) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 6140 | Direct |
Footnotes
F1: Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
F2: This transaction was executed in multiple trades at prices ranging from $60.91 to $61.71 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $61.25 to $61.70 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $61.67 to $61.71 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.