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PLEXUS CORP — Director's Dealing 2016
Oct 5, 2016
31191_dirs_2016-10-05_32600142-3aeb-414c-b1a5-347c995fef10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLEXUS CORP (PLXS)
CIK: 0000785786
Period of Report: 2016-10-03
Reporting Person: FOATE DEAN A (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-03 | Common Stock, $.01 par value | M | 31000 | — | Acquired | 211907 | Direct |
| 2016-10-03 | Common Stock, $.01 par value | M | 34200 | — | Acquired | 246107 | Direct |
| 2016-10-03 | Common Stock, $.01 par value | M | 34900 | — | Acquired | 281007 | Direct |
| 2016-10-03 | Common Stock, $.01 par value | F | 49651 | $46.802 | Disposed | 231356 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-03 | Restricted Stock Units | $ | A | 45778 | Acquired | Common Stock (45778) | Direct | |
| 2016-10-03 | Restricted Stock Units | $ | M | 31000 | Disposed | Common Stock (31000) | Direct | |
| 2016-10-03 | Restricted Stock Units | $ | M | 34200 | Disposed | Common Stock (34200) | Direct | |
| 2016-10-03 | Restricted Stock Units | $ | M | 34900 | Disposed | Common Stock (34900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 8140 | Direct |
Footnotes
F1: Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
F2: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled (and the Reporting Person's outstanding stock options vested) on October 3, 2016, pursuant to the Reporting Person's previously disclosed Retirement and Transition Agreement.
F3: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on October 3, 2017.