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PLEXUS CORP — Director's Dealing 2016
Nov 9, 2016
31191_dirs_2016-11-09_44da78ee-d055-4d7e-b0ac-d6c6aa0251b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLEXUS CORP (PLXS)
CIK: 0000785786
Period of Report: 2016-11-07
Reporting Person: FOATE DEAN A (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-07 | Common Stock, $.01 par value | M | 10336 | $25.965 | Acquired | 241692 | Direct |
| 2016-11-07 | Common Stock, $.01 par value | S | 10336 | $46.7965 | Disposed | 231356 | Direct |
| 2016-11-08 | Common Stock, $.01 par value | M | 7995 | $25.965 | Acquired | 239351 | Direct |
| 2016-11-08 | Common Stock, $.01 par value | S | 7995 | $46.7617 | Disposed | 231356 | Direct |
| 2016-11-09 | Common Stock, $.01 par value | M | 20500 | $27.143 | Acquired | 251856 | Direct |
| 2016-11-09 | Common Stock, $.01 par value | M | 8500 | $27.86 | Acquired | 260356 | Direct |
| 2016-11-09 | Common Stock, $.01 par value | S | 29000 | $47.4293 | Disposed | 231356 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-07 | Options to Buy | $25.965 | M | 10336 | Disposed | 2022-10-29 | Common Stock (10336) | Direct |
| 2016-11-08 | Options to Buy | $25.965 | M | 7995 | Disposed | 2022-10-29 | Common Stock (7995) | Direct |
| 2016-11-09 | Options to Buy | $27.143 | M | 20500 | Disposed | 2021-01-24 | Common Stock (20500) | Direct |
| 2016-11-09 | Options to Buy | $27.86 | M | 8500 | Disposed | 2022-07-23 | Common Stock (8500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 8140 | Direct |
Footnotes
F1: Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
F2: This transaction was executed in multiple trades at prices ranging from $46.628 to $46.90 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $46.6464 to $46.90 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $47.08 to $48.00 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.