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PLEXUS CORP — Director's Dealing 2016
Nov 25, 2016
31191_dirs_2016-11-25_31f856e5-8b0c-4f8c-b233-5a2dd4aa5e5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLEXUS CORP (PLXS)
CIK: 0000785786
Period of Report: 2016-11-22
Reporting Person: FOATE DEAN A (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-22 | Common Stock, $.01 par value | M | 20500 | $29.798 | Acquired | 251856 | Direct |
| 2016-11-22 | Common Stock, $.01 par value | M | 9000 | $30.475 | Acquired | 260856 | Direct |
| 2016-11-22 | Common Stock, $.01 par value | S | 29500 | $51.0344 | Disposed | 231356 | Direct |
| 2016-11-23 | Common Stock, $.01 par value | M | 11500 | $30.475 | Acquired | 242856 | Direct |
| 2016-11-23 | Common Stock, $.01 par value | S | 11500 | $51.2612 | Disposed | 231356 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-22 | Options to Buy | $29.798 | M | 20500 | Disposed | 2020-11-01 | Common Stock (20500) | Direct |
| 2016-11-22 | Options to Buy | $30.475 | M | 9000 | Disposed | 2020-07-26 | Common Stock (9000) | Direct |
| 2016-11-23 | Options to Buy | $30.475 | M | 11500 | Disposed | 2020-07-26 | Common Stock (11500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 8140 | Direct |
Footnotes
F1: Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
F2: This transaction was executed in multiple trades at prices ranging from $50.73 to $51.30 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $51.21 to $51.30 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.