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PLEXUS CORP — Director's Dealing 2014
Feb 20, 2014
31191_dirs_2014-02-20_faac8969-766d-407b-b38b-d2907cdd461d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PLEXUS CORP (PLXS)
CIK: 0000785786
Period of Report: 2014-02-12
Reporting Person: Mihm Oliver K. (Sr VP-Global Engineering Servs)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 277 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $36.79 | 2019-01-23 | Common Stock (292) | Direct | |
| Stock Appreciation Rights | $31.70 | 2019-04-23 | Common Stock (292) | Direct | |
| Stock Appreciation Rights | $27.86 | 2019-07-23 | Common Stock (292) | Direct | |
| Stock Appreciation Rights | $25.965 | 2019-10-29 | Common Stock (293) | Direct | |
| Stock Appreciation Rights | $26.15 | 2020-01-21 | Common Stock (333) | Direct | |
| Stock Appreciation Rights | $25.325 | 2020-04-22 | Common Stock (666) | Direct | |
| Stock Appreciation Rights | $33.055 | 2020-07-22 | Common Stock (666) | Direct | |
| Stock Appreciation Rights | $40.224 | 2020-10-28 | Common Stock (667) | Direct | |
| Restricted Stock Units | $ | 2015-01-23 | Common Stock (1400) | Direct | |
| Restricted Stock Units | $ | 2016-01-21 | Common Stock (1600) | Direct | |
| Restricted Stock Units | $ | 2017-01-20 | Common Stock (3600) | Direct | |
| Options To Buy | $42.515 | 2016-05-17 | Common Stock (2600) | Direct | |
| Options To Buy | $40.64 | 2024-01-20 | Common Stock (1700) | Direct | |
| Performance Stock Units | $ | Common Stock (2100) | Direct |
Footnotes
F1: Stock Appreciation Rights granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3; one half of the original grant vests each year, commencing on the first anniversary of grant date.
F2: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest three years from the date granted.
F3: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan or a predecessor plan, which qualify under Rule 16b-3. The option to purchase 2,600 shares at $42.515 is fully vested; one half of the options to purchase 1,700 shares at $40.64 vests each year, commencing on the first anniversary of grant.
F4: Each Performance Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock if certain conditions are satisfied. Vesting of the Performance Stock Units is dependent on the relative total shareholder return ("TSR") of Plexus Corp.'s common stock during a three-year performance period (fiscal 2014 through fiscal 2016) as compared to the Russell 3000 Index. The target number of Performance Stock Units that may be earned is reported above; the maximum amount is 200% of the number reported.