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PLEXUS CORP — Director's Dealing 2013
Nov 12, 2013
31191_dirs_2013-11-12_4885cbe7-c378-4183-b9ed-7851a9cf018d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLEXUS CORP (PLXS)
CIK: 0000785786
Period of Report: 2013-11-08
Reporting Person: FOATE DEAN A (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-08 | Common Stock, $.01 par value | M | 2000 | $12.94 | Acquired | 113957 | Direct |
| 2013-11-08 | Common Stock, $.01 par value | S | 2000 | $38.8825 | Disposed | 111957 | Direct |
| 2013-11-12 | Common Stock, $.01 par value | M | 11601 | $12.94 | Acquired | 123558 | Direct |
| 2013-11-12 | Common Stock, $.01 par value | S | 11601 | $39.1515 | Disposed | 111957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-08 | Options to Buy | $12.94 | M | 2000 | Disposed | 2015-05-18 | Common Stock (2000) | Direct |
| 2013-11-12 | Options to Buy | $12.94 | M | 11601 | Disposed | 2015-05-18 | Common Stock (11601) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 8140 | Direct |
| Common Stock, $.01 par value | 32844 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $38.830 to $38.900 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $38.930 to $39.330 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last date of a statement from the Plan's Trustee.
F4: Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Savings Plan as of the last report from the Plan's trustee.
F5: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.