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PLEXUS CORP — Director's Dealing 2013
Oct 30, 2013
31191_dirs_2013-10-30_1ba88ec8-442b-4f8a-a77b-c4d45e10742e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLEXUS CORP (PLXS)
CIK: 0000785786
Period of Report: 2013-10-28
Reporting Person: FOATE DEAN A (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-29 | Common Stock, $.01 par value | M | 899 | $12.94 | Acquired | 112856 | Direct |
| 2013-10-29 | Common Stock, $.01 par value | S | 899 | $39.8007 | Disposed | 111957 | Direct |
| 2013-10-30 | Common Stock, $.01 par value | M | 500 | $12.94 | Acquired | 112457 | Direct |
| 2013-10-30 | Common Stock, $.01 par value | S | 500 | $39.55 | Disposed | 111957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-28 | Options to Buy | $40.224 | A | 31250 | Acquired | 2023-10-28 | Common Stock (31250) | Direct |
| 2013-10-29 | Options to Buy | $12.94 | M | 899 | Disposed | 2015-05-18 | Common Stock (899) | Direct |
| 2013-10-30 | Options to Buy | $12.94 | M | 500 | Disposed | 2015-05-18 | Common Stock (500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 8140 | Direct |
| Common Stock, $.01 par value | 32844 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $39.53 to $40.14 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last date of a statement from the Plan's Trustee.
F3: Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Savings Plan as of the last report from the Plan's trustee.
F4: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant.
F5: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.