AI assistant
PLEXUS CORP — Director's Dealing 2012
Jan 25, 2012
31191_dirs_2012-01-25_d49458f9-9042-4786-ab12-257cf7dc5a1e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLEXUS CORP (PLXS)
CIK: 0000785786
Period of Report: 2012-01-23
Reporting Person: FOATE DEAN A (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-23 | Common Stock, $.01 par value | M | 35454 | $25.285 | Acquired | 126911 | Direct |
| 2012-01-23 | Common Stock, $.01 par value | S | 10000 | $36.97 | Disposed | 116911 | Direct |
| 2012-01-23 | Common Stock, $.01 par value | S | 20000 | $37.00 | Disposed | 96911 | Direct |
| 2012-01-23 | Common Stock, $.01 par value | S | 5254 | $37.30 | Disposed | 91657 | Direct |
| 2012-01-23 | Common Stock, $.01 par value | S | 100 | $37.33 | Disposed | 91557 | Direct |
| 2012-01-23 | Common Stock, $.01 par value | S | 100 | $37.32 | Disposed | 91457 | Direct |
| 2012-01-24 | Common Stock, $.01 par value | M | 20000 | $25.285 | Acquired | 111457 | Direct |
| 2012-01-24 | Common Stock, $.01 par value | S | 20000 | $37.326 | Disposed | 91457 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-23 | Option to buy | $36.79 | A | 23750 | Acquired | 2022-01-23 | Common Stock (23750) | Direct |
| 2012-01-23 | Restricted Stock Units | $ | A | 38000 | Acquired | Common Stock (38000) | Direct | |
| 2012-01-23 | Option to buy | $25.285 | M | 35454 | Disposed | 2012-04-22 | Common Stock (35454) | Direct |
| 2012-01-24 | Option to buy | $25.285 | M | 20000 | Disposed | 2012-04-22 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.01 par value | 34083 | Indirect |
| Common Stock, $.01 par value | 8140 | Direct |
Footnotes
F1: Exercise of options nearing expiration date and sale of the underlying shares.
F2: This transaction was executed in multiple trades at prices ranging from $37.27 to $37.67 per share. The reported price reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares of Plexus Corp. common stock held in the Plexus Corp. 401(k) Savings Plan as of the last report from the Plan's trustee.
F4: Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Savings Plan as of the last report from the Plan's Trustee.
F5: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant.
F6: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2015.
F7: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.