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Playboy, Inc. — Director's Dealing 2023
Feb 4, 2023
33848_dirs_2023-02-03_5365ad55-af6e-4760-9336-403f09af31c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLBY Group, Inc. (PLBY)
CIK: 0001803914
Period of Report: 2023-02-01
Reporting Person: Kohn Bernhard L III (Director, CEO & President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-01 | Common Stock | M | 426994 | $2.5561 | Acquired | 445309 | Indirect |
| 2023-02-01 | Common Stock | M | 75361 | $2.5561 | Acquired | 125361 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-01 | Subscription Right | $2.5561 | M | 799684 | Disposed | 2023-01-23 | Common Stock (426994.0) | Indirect |
| 2023-02-01 | Subscription Right | $2.5561 | M | 50000 | Disposed | 2023-01-23 | Common Stock (75361.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50000 | Indirect |
| Common Stock | 1426432 | Direct |
Footnotes
F1: Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus.
F2: Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering.
F3: Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
F4: Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
F5: Represents securities held directly by Bircoll Kohn Family Trust, for which Mr. Kohn is a trustee and a controlling person. Mr. Kohn disclaims beneficial ownership of the shares owned by Bircoll Kohn Family Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.