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PLAINS GP HOLDINGS LP — Director's Dealing 2020
Oct 21, 2020
31130_dirs_2020-10-21_13eef0e2-91b5-45a3-883a-835d4ae995d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLAINS GP HOLDINGS LP (PAGP)
CIK: 0001581990
Period of Report: 2020-10-21
Reporting Person: PEFANIS HARRY N (Director, President & CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-21 | Class A Shares representing limited partner interests | M | 500000 | — | Acquired | 1733653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-21 | Class A Units/Class B shares/GP units | $0 | M | 500000 | Disposed | Class A Shares (500000) | Direct |
Footnotes
F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP units in PAA GP Holdings LLC, if applicable, for an equal number of Class A shares of the Issuer (the "Class A shares"). On October 21, 2020, the Reporting Person exchanged 500,000 Class A Units, Class B shares and GP units for 500,000 Class A shares.