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PLAINS GP HOLDINGS LP — Director's Dealing 2017
May 31, 2017
31130_dirs_2017-05-31_6c3ee4da-639b-4b37-a43e-e6cfa50537c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PLAINS GP HOLDINGS LP (PAGP)
CIK: 0001581990
Period of Report: 2017-05-31
Reporting Person: vonBerg John (EVP - Commercial Activities)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-31 | Class A Shares representing limited partner interests | M | 344451 | — | Acquired | 1629957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-31 | Class A Units/Class B shares/GP Units | $0 | M | 344451 | Disposed | Class A Shares (344451) | Direct |
Footnotes
F1: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), a holder of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. (the "Issuer"), has the right at any time (without expiration) to exchange its Class A Units, together with a like number of associated Class B shares and GP Units in PAA GP Holdings LLC, for an equal number of Class A shares of the Issuer (the "Class A shares"). On 5/31/2017, the Reporting Person elected to exchange 344,451 Class A Units, Class B shares and GP Units for 344,451 Class A shares.