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PIXELWORKS, INC — Director's Dealing 2018
May 14, 2018
34550_dirs_2018-05-14_1857e5ae-d478-4489-8d54-50a7c4cfc13a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PIXELWORKS, INC (PXLW)
CIK: 0001040161
Period of Report: 2018-05-11
Reporting Person: Tupman David J. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-11 | Common Stock | S | 2500 | $4.18 | Disposed | 65845 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $5.5 | 2020-04-02 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by Dr. Tupman in February 2018. The Rule 10b5-1 trading plan provides for the sale on a pre-specified date of up to 2,500 of the shares that were released to Dr. Tupman on May 8, 2018 in connection with the annual grant awarded to him upon reelection to the Board of Directors on May 10, 2017.
F2: 25% vest on the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
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