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PIXELWORKS, INC — Director's Dealing 2017
Aug 2, 2017
34550_dirs_2017-08-02_cfa32592-9adf-465c-8bbc-ed83b16c0949.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PIXELWORKS, INC (PXLW)
CIK: 0001040161
Period of Report: 2017-07-31
Reporting Person: MOORE STEVEN L (VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-31 | Common Stock | P | 3000 | $1.734 | Acquired | 483636 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.6 | 2019-03-23 | Common Stock (100000) | 100000 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.28 | 2018-02-28 | Common Stock (16666) | 16666 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.28 | 2018-03-02 | Common Stock (8333) | 8333 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | Common Stock (50000) | 50000 | Direct |
Footnotes
F1: The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c).
F2: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
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