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PIXELWORKS, INC — Director's Dealing 2017
Nov 22, 2017
34550_dirs_2017-11-22_e649e164-6149-44e7-b5d4-184a87a9989f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PIXELWORKS, INC (PXLW)
CIK: 0001040161
Period of Report: 2017-11-20
Reporting Person: MOORE STEVEN L (VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-20 | Common Stock | M | 30000 | $2.36 | Acquired | 496570 | Direct |
| 2017-11-20 | Common Stock | S | 30000 | $5.7699 | Disposed | 466570 | Direct |
| 2017-11-21 | Common Stock | M | 8333 | $2.28 | Acquired | 474903 | Direct |
| 2017-11-21 | Common Stock | M | 20000 | $2.36 | Acquired | 494903 | Direct |
| 2017-11-21 | Common Stock | M | 16666 | $2.28 | Acquired | 511569 | Direct |
| 2017-11-21 | Common Stock | S | 16666 | $5.9846 | Disposed | 494903 | Direct |
| 2017-11-21 | Common Stock | S | 8333 | $5.9846 | Disposed | 486570 | Direct |
| 2017-11-21 | Common Stock | S | 20000 | $5.9285 | Disposed | 466570 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-21 | Non-Qualified Stock Option (right to buy) | $2.28 | M | 16666 | Disposed | 2018-02-28 | Common Stock (16666) | Direct |
| 2017-11-21 | Non-Qualified Stock Option (right to buy) | $2.28 | M | 8333 | Disposed | 2018-03-02 | Common Stock (8333) | Direct |
| 2017-11-20 | Non-Qualified Stock Option (right to buy) | $2.36 | M | 30000 | Disposed | 2018-02-09 | Common Stock (30000) | Direct |
| 2017-11-21 | Non-Qualified Stock Option (right to buy) | $2.36 | M | 20000 | Disposed | 2018-02-09 | Common Stock (20000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.6 | 2019-03-23 | Common Stock (100000) | 100000 | Direct |
Footnotes
F1: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
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