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PIXELWORKS, INC — Director's Dealing 2015
May 20, 2015
34550_dirs_2015-05-20_c1d1c690-e67c-4580-a32c-5ff29e598d83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PIXELWORKS, INC (PXLW)
CIK: 0001040161
Period of Report: 2015-05-18
Reporting Person: MOORE STEVEN L (VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-18 | Common Stock | A | 45000.0 | — | Acquired | 274686 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.6 | 2019-03-23 | Common Stock (100000) | 100000 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.28 | 2018-02-28 | Common Stock (16666) | 16666 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.28 | 2018-03-02 | Common Stock (8333) | 8333 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | Common Stock (50000) | 50000 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.13 | 2016-02-10 | Common Stock (60000) | 60000 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.48 | 2017-02-10 | Common Stock (60000) | 60000 | Direct |
| Non-Qualified Stock Option (right to buy) | $5.25 | 2017-07-18 | Common Stock (66666) | 66666 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the registrants's common stock. The restricted stock units will vest 33% on February 16, 2016, 33% on February 15, 2017 and 34% on February 15, 2018.
F2: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
F3: 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
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