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PIXELWORKS, INC — Director's Dealing 2014
Jul 30, 2014
34550_dirs_2014-07-30_ceb286da-fefb-45bd-accc-cabbaec87f00.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PIXELWORKS, INC (PXLW)
CIK: 0001040161
Period of Report: 2014-07-28
Reporting Person: Walicek Bruce A (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-28 | Common Stock | A | 100000.0 | — | Acquired | 428761 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.6 | 2019-03-23 | Common Stock (100000) | 100000 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.28 | 2018-01-01 | Common Stock (31666) | 31666 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.31 | 2018-01-01 | Common Stock (168333) | 168333 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | Common Stock (100000) | 100000 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.13 | 2016-02-10 | Common Stock (100000) | 100000 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.48 | 2017-02-10 | Common Stock (125000) | 125000 | Direct |
| Non-Qualified Stock Option (right to buy) | $4.14 | 2017-05-22 | Common Stock (3333) | 3333 | Direct |
| Non-Qualified Stock Option (right to buy) | $9.0 | 2016-05-23 | Common Stock (3333) | 3333 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.29 | 2015-05-24 | Common Stock (13333) | 13333 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 33% on February 15, 2015, 33% on February 16, 2016 and 34% on February 15, 2017.
F2: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
F3: 5,555 shares vest 1/31/08; 5,555 shares vest 2/29/08; 5,556 shares vest 3/31/08. 15,000 shares vested 3/31/08 upon the Compensation Committee's confirmation of Mr. Walicek's achievement of company goals for the first quarter of 2008.
F4: 18,333 shares vest 12/31/2008. 150,000 shares vest ratably on a monthly basis thereafter over three years.
F5: 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
F6: The option becomes exercisable over a 4-year period which commenced on May 24, 2005, as follows: 3,333 shares exercisable as of May 24, 2006, 277.8 shares exercisable every month thereafter for 36 months through May 24, 2009.