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PIXELWORKS, INC — Director's Dealing 2013
Nov 20, 2013
34550_dirs_2013-11-20_afd83fa2-768b-4109-b34f-b46ede3d0dbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PIXELWORKS, INC (PXLW)
CIK: 0001040161
Period of Report: 2013-11-18
Reporting Person: MOORE STEVEN L (VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-18 | Common Stock | A | 50000 | — | Acquired | 215948 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.6 | 2019-03-23 | Common Stock (100000) | 100000 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.28 | 2018-02-28 | Common Stock (16666) | 16666 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.28 | 2018-03-02 | Common Stock (8333) | 8333 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | Common Stock (50000) | 50000 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.13 | 2016-02-10 | Common Stock (60000) | 60000 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.48 | 2017-02-10 | Common Stock (60000) | 60000 | Direct |
| Non-Qualified Stock Option (right to buy) | $5.25 | 2017-07-18 | Common Stock (66666) | 66666 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 50% on February 28, 2014, 12.5% on May 31, 2014, 12.5% on August 30, 2014, 12.5% on November 30, 2014 and 12.5% on February 28, 2015.
F2: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
F3: 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.