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PIXELWORKS, INC — Director's Dealing 2013
Nov 20, 2013
34550_dirs_2013-11-20_a07aaa38-8b1e-499e-ab72-a4a7aa99d59a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PIXELWORKS, INC (PXLW)
CIK: 0001040161
Period of Report: 2013-11-18
Reporting Person: CHAN TZOYAO (Exec. VP of Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-18 | Common Stock | A | 86466 | — | Acquired | 320454 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.72 | 2019-01-01 | Common Stock (76000) | 76000 | Direct |
| Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | Common Stock (75000) | 75000 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.13 | 2016-02-10 | Common Stock (60000) | 60000 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.48 | 2017-02-10 | Common Stock (60000) | 60000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 50% on February 28, 2014, 12.5% on May 31, 2014, 12.5% on August 30, 2014, 12.5% on November 30, 2014 and 12.5% on February 28, 2015.
F2: 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
F3: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.