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PIXELWORKS, INC — Director's Dealing 2012
Mar 20, 2012
34550_dirs_2012-03-20_ddbdea20-639e-4987-b5ce-7c828d9e4942.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PIXELWORKS, INC (PXLW)
CIK: 0001040161
Period of Report: 2012-03-16
Reporting Person: Woodall Neil D. (VP DSP Eng. & Chief Architect)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4548 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $1.13 | 2018-10-06 | Common Stock (5000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $2.28 | 2018-02-05 | Common Stock (2000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | Common Stock (25000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $3.26 | 2016-07-28 | Common Stock (15000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $3.38 | 2015-09-30 | Common Stock (15000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $6.09 | 2017-02-12 | Common Stock (2333) | Direct | |
| Non-Qualified Stock Option (right to buy) | $7.47 | 2013-12-04 | Common Stock (6048) | Direct | |
| Non-Qualified Stock Option (right to buy) | $13.95 | 2016-02-08 | Common Stock (5333) | Direct | |
| Non-Qualified Stock Option (right to buy) | $21.06 | 2012-07-16 | Common Stock (13064) | Direct | |
| Non-Qualified Stock Option (right to buy) | $21.06 | 2013-09-23 | Common Stock (16666) | Direct | |
| Non-Qualified Stock Option (right to buy) | $27.45 | 2014-07-28 | Common Stock (25000) | Direct |
Footnotes
F1: Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
F2: Options become exercisable over 18 months as follows: 33.3% on June 30, 2007 and 66.7% becoming exercisable at a rate of 5.56% on a monthly basis thereafter over 12 months, or through June 30, 2008.
F3: The options become exercisable on a monthly basis at a rate of 10% in year 1, 20% in year 2, 30% in year 3 and 40% in year 4, which commences on the last day of the month the option is granted.
F4: 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
F5: The option became exercisable on the grant date.